Compliance Analyst ( Job at Neuberger Berman, 東京都

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  • Neuberger Berman
  • 東京都

Job Description

Responsibilities:

  • 一般事務OA事務
  • 契約書届出書類等の製本押印郵送ファイリング
  • 登記簿謄本印鑑登録証明書の取得
  • 社員入社時のコンプライアンス関連手続き
  • 社員による定期宣誓Affirmation状況の管理
  • 研修記録の管理
  • 当局協会等からの新着情報等の管理
  • 各種モニタリング関連業務
  • その他の付随する業務

Qualifications:

  • 2年程度のアシスタント業務経験
  • コンプライアンス関連業務経験者優遇
  • 英語ビジネスレベル

Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race creed national origin religion age color sex marital status sexual orientation gender identity disability citizenship status or protected veteran status or any other characteristic protected by local state or federal laws rules or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process please contact .

Learn about the Applicant Privacy Notice.

Required Experience:

IC

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